Sie Exam Prep 2024 and 2025 - 3 Full-Length Practice Tests, Secrets Study Guide Book for the Securities Industry Essentials: [5th Edition]

Mometrix Test Preparation's SIE Exam Prep 2024 and 2025 - Secrets Study Guide Book is the ideal prep solution for anyone who wants to pass their FINRA Securities Industry Essentials Exam. The exam is extremely challenging, and thorough test preparation is essential for success. Our study guide includes:* 3 practice tests available in online interactive format (3 of these printed in the guide)* Tips and strategies to help you get your best test performance* A complete review of all SIE test sectionsMometrix Test Preparation is not affiliated with or endorsed by any official testing organization. All organizational and test names are trademarks of their respective owners.The Mometrix guide is filled with the critical information you will need in order to do well on your SIE exam: the concepts, procedures, principles, and vocabulary that the Financial Industry Regulatory Authority (FINRA) expects you to have mastered before sitting for your exam.The Knowledge of Capital Markets section covers:* Regulatory Entities, Agencies, and Market Participants* Market Structure* Economic Factors* OfferingsThe Understanding Products and Their Risks section covers:* Products* Investment RisksThe Understanding Trading, Customer Accounts, and Prohibited Activities section covers:* Trading, Settlement, and Corporate Actions* Customer Accounts and Compliance Considerations* Prohibited ActivitiesThe Overview of the Regulatory Framework section covers:* SRO Regulatory Requirements for Associated Persons* Employee Conduct and Reportable Events...and much more!Our guide is full of specific and detailed information that will be key to passing your exam. Concepts and principles aren't simply named or described in passing, but are explained in detail. The Mometrix SIE study guide is laid out in a logical and organized fashion so that one section naturally flows from the one preceding it. Because it's written with an eye for both technical accuracy and accessibility, you will not have to worry about getting lost in dense academic language.